Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Dylan J. BaxterAlbuquerque, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2015 |
| 2Stephen A. EssingtonAlbuquerque, NM | Ameriprise Financial Services, LLC | Adviser and broker | CFP | Atlas | 2014 |
| 3Andrew T. MichnoviczLas Cruces, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2007 |
| 4Samuel A. MichnoviczLas Cruces, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2015 |
| 5Jennifer L. SchroederSanta Fe, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2010 |
| 6Brian J. SpinnatoAlbuquerque, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2012 |
| 7Trevor G. ThomasSanta Fe, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 1995 |
| 8Dona L. WaltonAlbuquerque, NM | Ameriprise Financial Services, LLC | Adviser and broker | CFP | Atlas | 2006 |
| 9William R. WelchRaton, NM | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2022 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.