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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 104 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

104 advisors

Unlock all 104
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jonathan M. AbdallahSpokane, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2019
2Jared M. AinleySpokane, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2017
3Daniel J. AuldTacoma, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2024
4Curtis W. BakerRedmond, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2022
5Keegan BanksVancouver, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2025
6Kailey B. BassTacoma, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2026
7Austin BilleterSpokane, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2021
8Jeffrey T. BlumenthalMercer Island, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2003
9Riley M. BogueSpokane, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2026
10Bruce D. BroughtonBellevue, WACharles Schwab & Co., Inc.Adviser and broker–Atlas2003

94 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.