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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 443,038Registered advisersEvery investment adviser representative
  2. 339,830Dually registered77% are also broker reps
  3. 103,208Adviser onlyNot registered with a broker-dealer
  4. 26,926FirmsWhere they're registered
  5. 64,490CFPs12,240 CFAs, 13,955 ChFCs

From the SEC’s compilation report of October 31, 2026, refreshed every morning. +70 since the file before. 104 firm joins and 218 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David A. AbstonSan Francisco, CAMaveriq Capital Group LLCAdviser onlyCFPAtlas2022
2Maxwell I. BotteneSan Francisco, CAMaveriq Capital Group LLCAdviser only–Atlas2022
3Gregory W. ForbesSan Francisco, CAMaveriq Capital Group LLCAdviser only–Atlas2025
4Matthew J. HlavacekSan Francisco, CAMaveriq Capital Group LLCAdviser onlyCFP, CFAAtlas2021
5Ryan H. LeamySan Francisco, CAMaveriq Capital Group LLCAdviser only–Atlas2020
6Chase M. PhelpsSan Francisco, CAMaveriq Capital Group LLCAdviser only–Atlas2021
7Melanie R. RahillySan Francisco, CAMaveriq Capital Group LLCAdviser onlyCFPAtlas2020
8Justin W. RenaudinSan Francisco, CAMaveriq Capital Group LLCAdviser onlyCFAAtlas2021
9Caden F. SanchezSan Francisco, CAMaveriq Capital Group LLCAdviser only–Atlas2024
10Rick S. WithersSan Francisco, CAMaveriq Capital Group LLCAdviser onlyCFPAtlas2009

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.