Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 443,038Registered advisersEvery investment adviser representative
- 339,830Dually registered77% are also broker reps
- 103,208Adviser onlyNot registered with a broker-dealer
- 26,926FirmsWhere they're registered
- 64,490CFPs12,240 CFAs, 13,955 ChFCs
From the SEC’s compilation report of October 31, 2026, refreshed every morning. +70 since the file before. 104 firm joins and 218 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Alexander D. ArmstrongFt. Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | CFP | Atlas | 1999 |
| 2Angela D. BentleyFt. Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 1998 |
| 3Barbara J. BodonFort Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 2001 |
| 4Robert K. KightFort Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 1999 |
| 5George S. Marlow Jr.Ft. Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 2023 |
| 6Robert J. PackerFt. Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 1998 |
| 7Marlie C. ThomasFort Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 2005 |
| 8Grace WynneFt. Worth, TX | UBS Financial Services Inc. +1 more | Adviser and broker | – | Atlas | 2025 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.