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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 52 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

52 advisors

Unlock all 52
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Horace S. BooneNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
2Thomas O. Boucher Jr.New York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
3Michael BrayNew York, NYIngalls Investment Management, LLCAdviser only–Atlas2017
4Robert A. CaseNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
5Joseph J. CircostaNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
6Samuel ColleranNew York, NYIngalls Investment Management, LLCAdviser only–Atlas2019
7Thomas P. DitostoNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
8John J. DoughertyNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
9Susan L. EstesNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026
10Aphrodite M. GarrisonNew York, NYIngalls Investment Management, LLCAdviser and broker–Atlas2026

42 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.