Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
6 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Jeremiah R. ButoutOak Brook, IL | Rothschild Financial Partners, LLC | Adviser and broker | – | Atlas | 2012 |
| 2Curtis R. EllergodtOakbrook, IL | Rothschild Wealth LLC +1 more | Adviser and broker | – | Atlas | 2015 |
| 3William C. HerrBarrington, IL | Trader Wealth Management, LLC +1 more | Adviser only | CFP | Atlas | 1998 |
| 4Phillip E. JohnsonOakbrook, IL | Rothschild Wealth LLC +1 more | Adviser and broker | – | Atlas | 2019 |
| 5Timothy J. KisslingOak Brook, IL | Rothschild Financial Partners, LLC +1 more | Adviser only | – | Atlas | 2001 |
| 6John W. Simmons Jr.Oakbrook, IL | Rothschild Wealth LLC +1 more | Adviser only | – | Atlas | 2001 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.