Chief Financial Officer · Rothschild Wealth LLC
Curtis Robert Ellergodt
CRD 6012133 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Rothschild Wealth LLC, an SEC-registered wealth manager based in Oakbrook, IL with $1.7 billion in regulatory assets, lists Curtis Robert Ellergodt on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Curtis at 2 other registered advisers.
Firms and roles
- Rothschild Wealth LLCChief Financial OfficerWealth manager · Oakbrook, IL · $1.7B in regulatory assets
- Rothschild Financial Partners, LLCChief Financial OfficerAsset manager · Oak Brook, IL · $0M in regulatory assets
- Rothschild InvestmentFinopBroker-dealer firm · Chicago, IL · $2.8B in regulatory assets
AtlasMembers
Curtis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (10 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Curtis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Gery J. SadzewiczCCO, Rothschild Wealth LLC
- Phillip Eugene JohnsonPresident, Rothschild Wealth LLC
- Joel Edward SolomonMember, Officer, Rothschild Investment
- James Allyn FrankeMember, Officer, Rothschild Investment
- Brian Douglas LenartCco/amlco, Rothschild Investment
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Curtis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.