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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 442,884Registered advisersEvery investment adviser representative
  2. 339,750Dually registered77% are also broker reps
  3. 103,134Adviser onlyNot registered with a broker-dealer
  4. 26,924FirmsWhere they're registered
  5. 64,459CFPs12,241 CFAs, 13,955 ChFCs

From the SEC’s compilation report of October 29, 2026, refreshed every morning. +129 since the file before. 35 firm joins and 158 departures in the latest file. 3 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

3 advisors

Unlock all 3
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Julio A. Cacho-DiazHouston, TXInscription Capital, LLC +1 moreAdviser only–Atlas2016
2Coleman B. ConklingHouston, TXInscription Capital, LLC +1 moreAdviser only–Atlas2019
3Juan Carlos HerreraHouston, TXInscription Capital, LLC +1 moreAdviser only–Atlas2006

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.