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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 63 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

63 advisors

Unlock all 63
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Monica R. AkbarSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2026
2Robin L. AndersenSandy, UTDiversify Wealth Management, LLCAdviser only–Atlas2021
3Jason AndersonSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2019
4John B. AndersonSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2023
5Bryant ArmstrongOrem, UTDiversify Advisory Services, LLC +1 moreAdviser only–Atlas2018
6Krista B. BakerSandy, UTDiversify Wealth Management, LLCAdviser and brokerCFPAtlas2023
7Stacey BanksSouth Jordan, UTDiversify Wealth Management, LLCAdviser and broker–Atlas2025
8Stephanie R. BirenbaumSouth Jordan, UTDiversify Wealth Management, LLC +1 moreAdviser and broker–Atlas2014
9Kenneth G. BownSouth Jordan, UTDiversify Wealth Management, LLCAdviser and brokerCFPAtlas2004
10Joseph R. BroadbentSouth Jordan, UTDiversify Wealth Management, LLCAdviser and broker–Atlas2023

53 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.