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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Mark P. CulverLongmont, COConcurrent Investment Advisors, LLCAdviser only–Atlas2000
2Penny D. FrankColorado Springs, COConcurrent Investment Advisors, LLCAdviser onlyCFPAtlas2001
3Tracey D. FrankColorado Springs, COConcurrent Investment Advisors, LLCAdviser only–Atlas2000
4Daniel J. FroningGreenwood Village, COConcurrent Investment Advisors, LLCAdviser and broker–Atlas2024
5Nicholas M. HamiltonGreenwood Village, COConcurrent Investment Advisors, LLCAdviser and broker–Atlas2005
6William S. MeadColorado Springs, COConcurrent Investment Advisors, LLCAdviser only–Atlas1993
7Sean M. MortonCanon City, COConcurrent Investment Advisors, LLCAdviser only–Atlas2011
8Anthony D. PaulGreenwood Village, COConcurrent Investment Advisors, LLCAdviser and broker–Atlas2000
9Colby J. ValentaWestminster, COConcurrent Investment Advisors, LLCAdviser and broker–Atlas2013
10Michael J. ValentaWestminster, COConcurrent Investment Advisors, LLCAdviser only–Atlas2003

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.