Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,323Registered advisersEvery investment adviser representative
- 304,914Dually registered77% are also broker reps
- 93,409Adviser onlyNot registered with a broker-dealer
- 25,637FirmsWhere they're registered
- 56,898CFPs11,004 CFAs, 12,692 ChFCs
From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Lulu Z. AlaqiliSan Francisco, CA | Cache Advisors LLC | Adviser and broker | – | Atlas | 2026 |
| 2Nicholas T. FontaineSan Francisco, CA | Cache Advisors LLC | Adviser and broker | – | Atlas | 2021 |
| 3Elisa M. GaribaySan Francisco, CA | Cache Advisors LLC | Adviser and broker | – | Atlas | 2006 |
| 4Rian T. GoulartSan Francisco, CA | Cache Advisors LLC | Adviser and broker | – | Atlas | 2020 |
| 5Juliana A. HadawiSan Francisco, CA | Cache Advisors LLC | Adviser and broker | – | Atlas | 2025 |
| 6Srikanth NarayanSan Francisco, CA | Cache Advisors LLC | Adviser only | – | Atlas | 2022 |
| 7Aaron J. WhiteDaly City, CA | Cache Advisors LLC | Adviser and broker | CFP | Atlas | 2009 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.