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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 443,038Registered advisersEvery investment adviser representative
  2. 339,830Dually registered77% are also broker reps
  3. 103,208Adviser onlyNot registered with a broker-dealer
  4. 26,926FirmsWhere they're registered
  5. 64,490CFPs12,240 CFAs, 13,955 ChFCs

From the SEC’s compilation report of October 31, 2026, refreshed every morning. +70 since the file before. 104 firm joins and 218 departures in the latest file. 5 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

5 advisors

Unlock all 5
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David E. BunkerConcord, MABay Colony Advisors +1 moreAdviser only–Atlas1998
2James C. CatacchioConcord, MABay Colony Advisors +1 moreAdviser only–Atlas2009
3Richard MollinConcord, MABay Colony Advisors +1 moreAdviser only–Atlas2009
4John W. OhlConcord, MABay Colony Advisors +1 moreAdviser only–Atlas2008
5Silas H. WitherbeeActon, MABay Colony Advisors +1 moreAdviser only–Atlas2006

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.