Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Connor R. BrowneSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2007 |
| 2Corey A. DrySanta Fe, NM | City Different Investments | Adviser only | – | Atlas | 2023 |
| 3Jong Hsien LimSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2022 |
| 4Robert M. MacdonaldSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2014 |
| 5Michelle A. NowfelSanta Fe, NM | City Different Investments | Adviser only | – | Atlas | 2007 |
| 6Quinn P. RafterySanta Fe, NM | City Different Investments | Adviser only | – | Atlas | 2022 |
| 7Christopher M. RyonSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2021 |
| 8Joel B. Van EssenSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2015 |
| 9Wayne V. WaldenSanta Fe, NM | City Different Investments | Adviser only | CFA | Atlas | 2021 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.