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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 19 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

19 advisors

Unlock all 19
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Hallvard BoehnRaleigh, NCGuardian Wealth Advisors, LLCAdviser only–Atlas2026
2Nathan P. BudrowRaleigh, NCGuardian Wealth Advisors, LLCAdviser onlyCFAAtlas2003
3Robert G. FalconerRaleigh, NCGuardian Wealth Advisors, LLCAdviser and broker–Atlas2021
4Brandon D. FentressRaleigh, NCGuardian Wealth Advisors, LLCAdviser and broker–Atlas2010
5Morgan T. GojanovichRaleigh, NCGuardian Wealth Advisors, LLCAdviser only–Atlas2024
6Douglas C. GoodmundsonRaleigh, NCGuardian Wealth Advisors, LLCAdviser only–Atlas2014
7Jacqueline H. HallRaleigh, NCGuardian Wealth Advisors, LLCAdviser only–Atlas2026
8Martin P. HardyDurham, NCGuardian Wealth Advisors, LLCAdviser and broker–Atlas1993
9Matthew P. JamesDurham, NCGuardian Wealth Advisors, LLCAdviser only–Atlas2024
10Christian D. KeedyDurham, NCGuardian Wealth Advisors, LLCAdviser onlyCFPAtlas2012

9 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.