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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

17 advisors

Unlock all 17
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nicholas BlackwellOrlando, FLInternational Assets Investment Management, LLC +1 moreAdviser and broker–Atlas2018
2James A. CaseOrlando, FLInternational Assets Investment Management, LLC +1 moreAdviser only–Atlas2001
3Patrick M. EganOrlando, FLGlobal Assets Advisory, LLC +1 moreAdviser only–Atlas2000
4Collin R. FingonOrlando, FLInternational Assets Investment Management, LLC +1 moreAdviser only–Atlas2004
5Michael T. FrustaciOviedo, FLInternational Assets Investment Management, LLC +1 moreAdviser and broker–Atlas2017
6Jay P. JensenOrlando, FLGlobal Assets Advisory, LLCAdviser and broker–Atlas2008
7Matthew E. LampmanOrlando, FLInternational Assets Advisory, LLC +2 moreAdviser and broker–Atlas2016
8Jacobo A. Leon GiraldezOrlando, FLInternational Assets Investment Management, LLC +1 moreAdviser and broker–Atlas2025
9David J. LloydOrlando, FLGlobal Assets Advisory, LLCAdviser and broker–Atlas2005
10Christopher J. Mc CaffreyOrlando, FLInternational Assets Investment Management, LLC +1 moreAdviser only–Atlas1997

7 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.