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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 114 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

114 advisors

Unlock all 114
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John D. AbendrothChicago, ILNeuberger Berman Bd LLCAdviser and brokerCFAAtlas2012
2Fatima S. AliChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2021
3Arjun AmladiChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2025
4Michael J. AndersonChicago, ILNeuberger Berman Bd LLCAdviser and brokerCFAAtlas2022
5Andrew ArbesmanChicago, ILNeuberger Berman Bd LLCAdviser and brokerCFAAtlas2017
6Jacob AsbjornsonChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2022
7Daniel BaileyChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2026
8Marianne S. BatesChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2018
9Ashok K. BhatiaChicago, ILNeuberger Berman Bd LLCAdviser and brokerCFAAtlas2018
10Emily BondChicago, ILNeuberger Berman Bd LLCAdviser and broker–Atlas2024

104 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.