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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kristin D. CarletonRichmond, VAAstoria Portfolio Advisors LLCAdviser only–Atlas2015
2Nicholas J. CerboneNew York, NYAstoria Portfolio Advisors LLCAdviser onlyCFAAtlas2023
3John N. DaviNew York, NYAstoria Portfolio Advisors LLCAdviser only–Atlas2021
4George R. GagliardiLexington, MAAstoria Portfolio Advisors LLCAdviser onlyCFPAtlas2009
5Peter HoffmanNew York, NYAstoria Portfolio Advisors LLCAdviser onlyCFPAtlas2009
6Brett HorowitzNew York, NYAstoria Portfolio Advisors LLCAdviser only–Atlas2026
7Zachary T. KrauseDenver, COAstoria Portfolio Advisors LLCAdviser only–Atlas2022
8Bruce LavineNew York, NYAstoria Portfolio Advisors LLCAdviser onlyCFAAtlas2016
9Charlene M. NelsonNew York, NYAstoria Portfolio Advisors LLCAdviser only–Atlas2023
10Gregory A. SandersonNew York, NYAstoria Portfolio Advisors LLCAdviser only–Atlas2013

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.