398,301 Registered advisers Every investment adviser representative 304,895 Dually registered 77% are also broker reps 93,406 Adviser only Not registered with a broker-dealer 25,639 Firms Where they're registered 56,898 CFPs 11,003 CFAs, 12,693 ChFCs From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 25 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
Name, firm or city State Every state AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Registration Adviser or dual Also a broker rep Adviser only Designation Any CFP CFA ChFC PFS CIC Exam Any exam Series 65 Series 66 Series 63 Joined current firm Any time In the last 90 days In the last 6 months In the last year Disclosures Either None on record Has disclosures
Advisor Firm Registration Designations Joined firm Registered since 1 Kelly M. Anderson Baton Rouge, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2012 2 Eric H. Arman Baton Rouge, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2008 3 Fant W. Ball IV Metairie, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2026 4 William T. Blanchard Lake Charles, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2015 5 Jonathan H. Conrad Lake Charles, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2013 6 Martin G. Derouen Lake Charles, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2011 7 William Douglas III Baton Rouge, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2015 8 Kristinia M. Dupuy Metairie, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2010 9 Dabney M. Ewin Jr. Metairie, LA Northwestern Mutual Investment Services, LLC Adviser and broker ChFC Atlas 2013 10 Gavin L. Filasek Baton Rouge, LA Northwestern Mutual Investment Services, LLC Adviser and broker – Atlas 2008
15 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.