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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 5 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

5 advisors

Unlock all 5
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nicholas W. DesantisMoorestown, NJQuaker Wealth Management LLCAdviser onlyCFP, CFAAtlas2019
2John J. Heisler IIIMoorestown, NJQuaker Wealth Management LLCAdviser onlyCFPAtlas2002
3Timothy H. MillerMoorestown, NJQuaker Wealth Management LLCAdviser onlyCFPAtlas2017
4Peter R. NewsMoorestown, NJQuaker Wealth Management LLCAdviser onlyCFPAtlas2003
5Daniel R. RoccatoMoorestown, NJQuaker Wealth Management LLCAdviser only–Atlas2005

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.