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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 174 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

174 advisors

Unlock all 174
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ethan J. AlessiHuntersville, NCOsaic Wealth, Inc. +1 moreAdviser and broker–Atlas2026
2John F. AmendolaRaleigh, NCOsaic Wealth, Inc.Adviser and broker–Atlas2008
3Nancy M. AndersonChapel Hill, NCOsaic Wealth, Inc.Adviser and broker–Atlas2001
4Kimberley K. BakerWinston Salem, NCOsaic Wealth, Inc.Adviser and brokerCFPAtlas2014
5James BallJacksonville, NCOsaic Wealth, Inc.Adviser and broker–Atlas2002
6Jeffrey L. BarkerHigh Point, NCOsaic Wealth, Inc.Adviser and brokerChFCAtlas2003
7Charles W. Bassing IVCharlotte, NCOsaic Wealth, Inc.Adviser and brokerCFP, ChFCAtlas2019
8Samuel C. BettingerGreensboro, NCOsaic Wealth, Inc.Adviser and broker–Atlas2026
9Brent C. BowmanStatesville, NCOsaic Wealth, Inc.Adviser and brokerCFPAtlas2002
10John T. BranstromMorganton, NCOsaic Wealth, Inc.Adviser and brokerChFCAtlas2000

164 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.