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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 116 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

116 advisors

Unlock all 116
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Mark J. AasenWest Des Moines, IAOsaic Wealth, Inc.Adviser and broker–Atlas2015
2Scott A. AndersonHiawatha, IAOsaic Wealth, Inc.Adviser and broker–Atlas2002
3Noah M. ArendsWaterloo, IAOsaic Wealth, Inc.Adviser and broker–Atlas2023
4Jeffrey B. BakerWest Des Moines, IAOsaic Wealth, Inc.Adviser and broker–Atlas2019
5Anne Ballantini-PoeppeClive, IAOsaic Wealth, Inc.Adviser and broker–Atlas2015
6Andrew D. BehnkendorfJohnston, IAOsaic Wealth, Inc.Adviser and broker–Atlas2017
7Hannah M. BehnkendorfJohnston, IAOsaic Wealth, Inc.Adviser and broker–Atlas2016
8Shawn M. BehrendsenGilmore City, IAOsaic Wealth, Inc.Adviser and broker–Atlas2012
9Brian E. BennettWest Des Moines, IAOsaic Wealth, Inc.Adviser and brokerCFPAtlas1999
10Calista L. BergstromCedar Rapids, IAOsaic Wealth, Inc.Adviser and broker–Atlas2024

106 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.