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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Laura R. BrannenAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2018
2Steven L. DoughertyAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2019
3Troy H. Hutchinson IIIRoswell, GALPL Financial LLC +1 moreAdviser and broker–Atlas2006
4Tiffany A. KeefeAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2023
5Derek M. LawsonSuwanee, GALPL Financial LLC +1 moreAdviser and brokerCFPAtlas2007
6Robert J. MillerAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2021
7Brian A. MullinsAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2005
8Ryan MyrickAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2018
9Evelyn S. PerezAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2022
10Philip J. PetersenAlpharetta, GAMpwm Advisory Solutions LLCAdviser and broker–Atlas2013

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.