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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Keenan BrathwaiteNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2026
2Jean G. CocinescuNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2020
3Damian H. DefexNew Yok, NYAtcap Partners, LLCAdviser and broker–Atlas2016
4Daniel J. FredNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2016
5Marc L. GoldsteinNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2009
6Farrel A. LigerNew York, NYAtcap Partners, LLCAdviser and brokerChFCAtlas2017
7James V. Lombardo IINew York, NYAtcap Partners, LLCAdviser and broker–Atlas2015
8Nicholas J. ScaturroNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2019
9Kevin R. SmithNew York, NYAtcap Partners, LLCAdviser and broker–Atlas2017
10Joseph VarvaraStaten Island, NYAtcap Partners, LLCAdviser and broker–Atlas2008

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.