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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 263 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

263 advisors

Unlock all 263
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nour AlkayaliDenver, COMercer Global Advisors Inc.Adviser onlyCFPAtlas2010
2David B. AllenDenver, COMercer Global Advisors Inc.Adviser onlyCFAAtlas2013
3Ben D. Allison Jr.Denver, COMercer Global Advisors Inc. +1 moreAdviser onlyCFAAtlas2013
4Ross A. AndersonDenver, COMercer Global Advisors Inc.Adviser onlyCFPAtlas2026
5Kyndal M. AndrewsDenver, COMercer Global Advisors Inc.Adviser onlyCFPAtlas2022
6Rafael A. ArellanoDenver, COMercer Global Advisors Inc.Adviser onlyCFPAtlas2017
7Stephanie C. ArkofDenver, COMercer Global Advisors Inc.Adviser only–Atlas2007
8Thomas J. AzouryDenver, COMercer Global Advisors Inc.Adviser only–Atlas2011
9William S. BaberDenver, COMercer Global Advisors Inc.Adviser only–Atlas2006
10James BagnatoDenver, COMercer Global Advisors Inc.Adviser onlyCFPAtlas2025

253 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.