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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 84 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

84 advisors

Unlock all 84
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Linda O. AdefioyeOakland, CAMercer Global Advisors Inc.Adviser only–Atlas2026
2Alejandro H. AguilarWalnut Creek, CAMercer Global Advisors Inc.Adviser onlyCFP, CFAAtlas2023
3Stephanie C. ArkofEncino, CAMercer Global Advisors Inc.Adviser only–Atlas2007
4David J. AskewNewport Beach, CAMercer Global Advisors Inc.Adviser onlyCFP, ChFCAtlas2010
5Dylan J. AudsleyMarin Del Rey, CAMercer Global Advisors Inc.Adviser only–Atlas2025
6Federico AvendanoVialia, CAMercer Global Advisors Inc.Adviser onlyCFPAtlas2019
7Saman BigharazWoodland Hills, CAMercer Global Advisors Inc.Adviser only–Atlas2013
8Rudolph E. BrandesNewport Beach, CAMercer Global Advisors Inc.Adviser onlyCFPAtlas2015
9Jessica A. CarusoWalnut Creek, CAMercer Global Advisors Inc.Adviser onlyCFPAtlas2008
10Carol A. CaseboltWoodland Hills, CAMercer Global Advisors Inc.Adviser onlyCFPAtlas2015

74 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.