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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Andrew BrowerJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2013
2Daniel A. ClapsJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2009
3Joseph R. CutlerJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2021
4Graham FalboJersey City, NJArete Wealth Advisors, LLCAdviser and brokerCFPAtlas2014
5James KeeganJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2026
6Juan F. MatallanaJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2022
7James MotaJersey City, NJArete Wealth Advisors, LLCAdviser and brokerCFPAtlas2020
8Omar RajjoubJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2025
9Terron TidwellJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2010
10Henry J. ZhaiJersey City, NJArete Wealth Advisors, LLCAdviser and broker–Atlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.