Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Joseph A. JianosBoston, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2003 |
| 2Robert R. Joseph Jr.Wellesley, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2009 |
| 3John E. Kelley Jr.Worcester, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2010 |
| 4Bradford M. KimballBoston, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2002 |
| 5Robert J. OftringWorcester, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2004 |
| 6Alan W. SharpeWoburn, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2009 |
| 7William H. StewartSalem, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2007 |
| 8James L. WallaceBoston, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2021 |
| 9Irina ZubovBoston, MA | Capitol Securities Management, Inc. | Adviser and broker | – | Atlas | 2007 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.