Adviser and broker representative · Capitol Securities Management, Inc.
Alan W. Sharpe
CRD 2011593 · Woburn, MA
At a glance
Alan W. Sharpe is an investment adviser representative with Capitol Securities Management, Inc. in Woburn, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alan’s SEC record dates to 2009, about 17 years ago. Alan is also registered as a broker representative.
Current advisory firm
- Capitol Securities Management, Inc.Since October 2023Woburn, MA · $2.2B in regulatory assets
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Alan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.