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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 355 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

355 advisors

Unlock all 355
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Erica L. Acheson-DunayPepper Pike, OHKey Investment Services LLCAdviser and broker–Atlas2013
2Nicholas M. AdamsBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2021
3Michael R. AgricolaBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2001
4Christian R. AlaimoBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2025
5Sean K. AllenBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2005
6Andrew J. AllenderBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2023
7Jamie M. AllowayBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2025
8Steven P. AltergottBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2024
9Guerschom AltidorBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2025
10Turkessa AmoahBrooklyn, OHKey Investment Services LLCAdviser and broker–Atlas2014

345 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.