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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21 advisors

Unlock all 21
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Eric J. AllenGrand Island, NEAllen Capital Group, LLCAdviser onlyCFP, ChFCAtlas1997
2Mark J. AllenGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2002
3Steven P. CahoyGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2022
4Daniel S. ConroyOmaha, NEAllen Capital Group, LLCAdviser only–Atlas2017
5Bradley L. FeikGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2022
6Benjamin G. HanssenGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2011
7Brian E. HarmonGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2023
8Sarah L. HavermannOgallala, NEAllen Capital Group, LLCAdviser only–Atlas2026
9Allison M. HorakGrand Island, NEAllen Capital Group, LLCAdviser onlyCFPAtlas2020
10Kent K. KochGrand Island, NEAllen Capital Group, LLCAdviser only–Atlas2015

11 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.