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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 125 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

125 advisors

Unlock all 125
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Stephanie D. AbeeRaleigh, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2011
2Katherine E. AndersRaleigh, NCCambridge Investment Research Advisors, Inc.Adviser and brokerCFPAtlas2010
3Deborah S. AshCary, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2017
4Sandra G. AustinHickory, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2006
5Chase D. BaccusElizabeth City, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2018
6Jason M. BakerCharlotte, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2001
7Carl O. BassGreensboro, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2002
8Cody M. BeckLexington, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2020
9Larry A. BowmanCharlotte, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2004
10William C. BrackenMooresville, NCCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2001

115 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.