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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dorothy DecarloNew York, NYKlingman And Associates, LLCAdviser only–Atlas2013
2Daniel M. DelmoroNew York, NYKlingman And Associates, LLCAdviser onlyCFAAtlas2026
3Joshua F. KayeNew York, NYKlingman And Associates, LLCAdviser only–Atlas2021
4Gerard A. KlingmanNew York, NYKlingman And Associates, LLCAdviser onlyCFP, ChFCAtlas2007
5Thomas J. KlingmanNew York, NYKlingman And Associates, LLCAdviser only–Atlas2021
6Michelle L. McKinnonNew York, NYKlingman And Associates, LLCAdviser onlyCFPAtlas2012
7Michael D. PaleyNew York, NYKlingman And Associates, LLCAdviser only–Atlas2021
8Sami SharifNew York, NYKlingman And Associates, LLCAdviser onlyCFAAtlas2013

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.