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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 319 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

319 advisors

Unlock all 319
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Tyler J. AbelsDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2015
2Jennifer AdamsonDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2007
3Kirk AlbinAnkeny, IAPrincipal Securities, Inc.Adviser and broker–Atlas2006
4Daniel A. AllenWest Des Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2009
5Vanessa E. AltomDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2018
6Tyler R. AumanHiawatha, IAPrincipal Securities, Inc.Adviser and broker–Atlas2018
7Raelynn J. AustinDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2012
8Jamie M. BachmanDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas1999
9John D. Baergen Jr.Des Moines, IAPrincipal Securities, Inc.Adviser and brokerCFPAtlas2005
10Matthew R. BanzhafWest Des Moines, IAPrincipal Securities, Inc.Adviser and brokerCFPAtlas2011

309 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.