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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 24 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

24 advisors

Unlock all 24
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Elizabeth A. AbbenRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2013
2Kelly BurnsRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2026
3Wade G. CornickRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2009
4Andrew D. DeweyRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2019
5Barrett W. EssmanRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2007
6Caitlin M. EythRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2024
7Bradley S. FranksRock Island, ILMwa Financial Services Inc.Adviser and brokerChFCAtlas2017
8Thomas GreenStreator, ILMwa Financial Services Inc.Adviser and brokerCFPAtlas1998
9Michael J. HetrickRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2002
10Sarah J. HydeRock Island, ILMwa Financial Services Inc.Adviser and broker–Atlas2006

14 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.