Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,323Registered advisersEvery investment adviser representative
- 304,914Dually registered77% are also broker reps
- 93,409Adviser onlyNot registered with a broker-dealer
- 25,637FirmsWhere they're registered
- 56,898CFPs11,004 CFAs, 12,692 ChFCs
From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Diane M. AurelioBay Terrace, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | CFP | Atlas | 2004 |
| 2Bret ContrerasPine Bush, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2005 |
| 3Declan CostelloBeacon, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2022 |
| 4Erik A. DetotaBrooktondale, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2014 |
| 5Todd V. GianguzziBrewster, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2022 |
| 6Humberto A. Minaya Jr.New York, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2011 |
| 7Otto R. TannureHarrison, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2003 |
| 8Anthony J. VandetteGetzville, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2016 |
| 9Joseph C. ViggianiMt. Kisco, NY | Transamerica Retirement Advisors, LLC | Adviser and broker | – | Atlas | 2017 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.