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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 36 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

36 advisors

Unlock all 36
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jonathan D. BeuerleinPalos Verdes Estates, CAThornburg Investment Management Inc.Adviser and broker–Atlas2026
2Jesse R. BrownellSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2017
3Lucinda B. CandalSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2018
4Matias P. ClelandSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2023
5Allison P. DaweSanta Fe, NMThornburg Investment Management Inc.Adviser only–Atlas2019
6William R. Eberle Jr.Ardmore, PAThornburg Investment Management Inc.Adviser and broker–Atlas2009
7Kevin Y. EndoSanta Fe, NMThornburg Investment Management Inc.Adviser and brokerCFAAtlas2008
8Zachary I. ForsterEncinitas, CAThornburg Investment Management Inc.Adviser and broker–Atlas2023
9Christopher D. FreeWest Chester, PAThornburg Investment Management Inc.Adviser and broker–Atlas2026
10Sheldon D. FreezeSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2026

26 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.