Adviser and broker representative · Edward Jones
Tracy M. Peatling
CRD 6601173 · Fountain Valley, CA
At a glance
Tracy M. Peatling is an investment adviser representative with Edward Jones in Fountain Valley, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tracy’s SEC record dates to 2018, about 8 years ago. Tracy is also registered as a broker representative.
Current advisory firm
- Edward JonesSince August 2025Fountain Valley, CA · $1.01T in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tracy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Edward Jones
- Trisha M. BraunsteinFountain Valley
- Jeffrey A. EnglanderFountain Valley
- Hai B. PhanFountain Valley
- Lucas B. ValeroFountain Valley
- Ryan P. AalbuSpearfish
- Tracy H. AalvikLongview
- David M. AbalosLambertville
- Nicholas D. AbalosTemperance
Every advisor at Edward Jones →Edward Jones: assets, clients and custodians →Edward Jones news, moves and payouts →Financial advisors in Fountain Valley, CA →Every Edward Jones advisor in Fountain Valley →Advisor Moves: who changed firms this week →