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Direct Owner in Oceanic Partners, Inc. · Emerson Equity LLC

Timothy Evan Sullivan

CRD 4505978 · Named on Form ADV at one SEC-registered adviser

At a glance

Emerson Equity LLC, an SEC-registered broker-dealer firm based in SAN Mateo, CA with $322 million in regulatory assets, lists Timothy Evan Sullivan on its Form ADV as Direct Owner in Oceanic Partners, Inc., a control person.

Firms and roles

  • Emerson Equity LLCDirect Owner in Oceanic Partners, Inc.Broker-dealer firm · SAN Mateo, CA · $322M in regulatory assets

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.