Co-Ceo · Prospera Financial Services, Inc.
Tim Alan Edwards
CRD 1569619 · Named on Form ADV at one SEC-registered adviser
At a glance
Prospera Financial Services, Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $14.4 billion in regulatory assets, lists Tim Alan Edwards on its Form ADV as Co-Ceo, a control person.
Firms and roles
- Prospera Financial Services, Inc.Co-CeoBroker-dealer firm · Dallas, TX · $14B in regulatory assets
AtlasMembers
Tim’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Richard Dean PascuzziExecutive Vice President, Secretary, Prospera Financial Services, Inc.
- David Walter StringerCo-Ceo, Prospera Financial Services, Inc.
- Edward KernChief Financial Officer, Prospera Financial Services, Inc.
- Tarah Elizabeth WilliamsPresident, Chief Operating Officer, Prospera Financial Services, Inc.
- Shawn BaxterChief Compliance Officer, Prospera Financial Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.