President, Chief Operating Officer · Prospera Financial Services, Inc.
Tarah Elizabeth Williams
CRD 2727706 · Named on Form ADV at one SEC-registered adviser
At a glance
Prospera Financial Services, Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $14.4 billion in regulatory assets, lists Tarah Elizabeth Williams on its Form ADV as President, Chief Operating Officer, a control person.
Firms and roles
- Prospera Financial Services, Inc.President, Chief Operating OfficerBroker-dealer firm · Dallas, TX · $14B in regulatory assets
AtlasMembers
Tarah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Tim Alan EdwardsCo-Ceo, Prospera Financial Services, Inc.
- Richard Dean PascuzziExecutive Vice President, Secretary, Prospera Financial Services, Inc.
- David Walter StringerCo-Ceo, Prospera Financial Services, Inc.
- Edward KernChief Financial Officer, Prospera Financial Services, Inc.
- Shawn BaxterChief Compliance Officer, Prospera Financial Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.