Senior Vice President/head of Wealth & Intermediary Client Group/director · Northern Trust Investments, Incorporated
Sunitha Cherian Thomas
CRD 7881171 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Northern Trust Investments, Incorporated, an SEC-registered asset manager based in Chicago, IL with $1.2 trillion in regulatory assets, lists Sunitha Cherian Thomas on its Form ADV as Senior Vice President/head of Wealth & Intermediary Client Group/director, a control person. The SEC filings also name Sunitha at 1 other registered adviser.
Firms and roles
- Northern Trust Investments, IncorporatedSenior Vice President/head of Wealth & Intermediary Client Group/directorAsset manager · Chicago, IL · $1.25T in regulatory assets
- Northern Trust Securities, IncDirectorBroker-dealer firm · Chicago, IL · $1.7B in regulatory assets
AtlasMembers
Sunitha’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (18)
- Craig Richard CarberryChief Legal Officer/secretary, Northern Trust Investments, Incorporated
- Sheri B. HawkinsExecutive Vice President/director, Northern Trust Investments, Incorporated
- Maya G. TeufelSenior Vice President/chief Compliance Officer, Northern Trust Investments, Incorporated
- Archana KumarExecutive Vice President/chief Operating Officer/director, Northern Trust Investments, Incorporated
- Joseph W. McInerneySenior Vice President/chief Risk Officer, Northern Trust Investments, Incorporated
13 more people named with Sunitha on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sunitha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.