Chief Operations Officer · Northern Trust Securities, Inc
Anthony Joseph Peccatiello
CRD 5716365 · Named on Form ADV at one SEC-registered adviser
At a glance
Northern Trust Securities, Inc, an SEC-registered broker-dealer firm based in Chicago, IL with $1.7 billion in regulatory assets, lists Anthony Joseph Peccatiello on its Form ADV as Chief Operations Officer.
Firms and roles
- Northern Trust Securities, IncChief Operations OfficerBroker-dealer firm · Chicago, IL · $1.7B in regulatory assets
AtlasMembers
Anthony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (8)
- Mitchell Blair ThorntonDirector, Northern Trust Securities, Inc
- Ryan Douglas BurnsDirector, Northern Trust Securities, Inc
- Craig Richard CarberryChief Legal Officer & Secretary, Northern Trust Securities, Inc
- Melanie Zairis PickettDirector, Northern Trust Securities, Inc
- Sunitha Cherian ThomasDirector, Northern Trust Securities, Inc
3 more people named with Anthony on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anthony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.