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Chief Legal Officer/secretary · Northern Trust Investments, Incorporated

Craig Richard Carberry

CRD 2075889 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Northern Trust Investments, Incorporated, an SEC-registered asset manager based in Chicago, IL with $1.2 trillion in regulatory assets, lists Craig Richard Carberry on its Form ADV as Chief Legal Officer/secretary. The SEC filings also name Craig at 1 other registered adviser.

Firms and roles

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Craig’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (18)

  • Sheri B. HawkinsExecutive Vice President/director, Northern Trust Investments, Incorporated
  • Maya G. TeufelSenior Vice President/chief Compliance Officer, Northern Trust Investments, Incorporated
  • Archana KumarExecutive Vice President/chief Operating Officer/director, Northern Trust Investments, Incorporated
  • Joseph W. McInerneySenior Vice President/chief Risk Officer, Northern Trust Investments, Incorporated
  • Paulami KarExecutive Vice President/director, Northern Trust Investments, Incorporated

13 more people named with Craig on the same filings, with titles and firms. Free in Atlas with a free account.

See all 18 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Craig’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.