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Member/chief Compliance Officer/chief Executive Officer · Bauer Wealth Management Inc.

Stephen D. Heitzmann

CRD 5900481 · Named on Form ADV at one SEC-registered adviser

At a glance

Bauer Wealth Management Inc., an SEC-registered wealth manager based in Colorado Springs, CO with $206 million in regulatory assets, lists Stephen D. Heitzmann on its Form ADV as Member/chief Compliance Officer/chief Executive Officer.

Firms and roles

  • Bauer Wealth Management Inc.Member/chief Compliance Officer/chief Executive OfficerWealth manager · Colorado Springs, CO · $206M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.