President · Bauer Wealth Management Inc.
Daniel C. Bauer
CRD 2892722 · Named on Form ADV at one SEC-registered adviser
At a glance
Bauer Wealth Management Inc., an SEC-registered wealth manager based in Colorado Springs, CO with $206 million in regulatory assets, lists Daniel C. Bauer on its Form ADV as President, a control person.
Firms and roles
- Bauer Wealth Management Inc.PresidentWealth manager · Colorado Springs, CO · $206M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Stephen D. HeitzmannMember/chief Compliance Officer/chief Executive Officer, Bauer Wealth Management Inc.
- Chris A. FranzMember/investment Advisor Representative, Bauer Wealth Management Inc.
- Joe S. BreakeyMember, Bauer Wealth Management Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.