Member/investment Advisor Representative · Bauer Wealth Management Inc.
Chris A. Franz
CRD 7200031 · Named on Form ADV at one SEC-registered adviser
At a glance
Bauer Wealth Management Inc., an SEC-registered wealth manager based in Colorado Springs, CO with $206 million in regulatory assets, lists Chris A. Franz on its Form ADV as Member/investment Advisor Representative.
Firms and roles
- Bauer Wealth Management Inc.Member/investment Advisor RepresentativeWealth manager · Colorado Springs, CO · $206M in regulatory assets
AtlasMembers
Chris’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel C. BauerPresident, Bauer Wealth Management Inc.
- Stephen D. HeitzmannMember/chief Compliance Officer/chief Executive Officer, Bauer Wealth Management Inc.
- Joe S. BreakeyMember, Bauer Wealth Management Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Chris’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.