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Senior Deputy General Counsel, Director · Flagstar Securities, Inc.

Seth William Stern

CRD 7987857 · Named on Form ADV at one SEC-registered adviser

At a glance

Flagstar Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $784 million in regulatory assets, lists Seth William Stern on its Form ADV as Senior Deputy General Counsel, Director, a control person.

Firms and roles

  • Flagstar Securities, Inc.Senior Deputy General Counsel, DirectorBroker-dealer firm · New York, NY · $784M in regulatory assets

AtlasMembers

Seth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Philip Vincent PerryCEO, OSJ Principal, Municipal Securities Principal, Senior Registered Options Principal, Flagstar Securities, Inc.
  • Brian Joseph McGlynnCompliance Registered Options Principal and Compliance Officer, Flagstar Securities, Inc.
  • Douglas P GeraghtyChief Compliance Officer, Director, Flagstar Securities, Inc.
  • Adam Brian FeitHead of Specialized Industries and Capital Markets, Director, Flagstar Securities, Inc.
  • Richard Alexander RaffettoPresident of Commercial and Private Banking, Director, Flagstar Securities, Inc.

2 more people named with Seth on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Seth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.