Compliance Registered Options Principal and Compliance Officer · Flagstar Securities, Inc.
Brian Joseph McGlynn
CRD 4463942 · Named on Form ADV at one SEC-registered adviser
At a glance
Flagstar Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $784 million in regulatory assets, lists Brian Joseph McGlynn on its Form ADV as Compliance Registered Options Principal and Compliance Officer.
Firms and roles
- Flagstar Securities, Inc.Compliance Registered Options Principal and Compliance OfficerBroker-dealer firm · New York, NY · $784M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Philip Vincent PerryCEO, OSJ Principal, Municipal Securities Principal, Senior Registered Options Principal, Flagstar Securities, Inc.
- Douglas P GeraghtyChief Compliance Officer, Director, Flagstar Securities, Inc.
- Seth William SternSenior Deputy General Counsel, Director, Flagstar Securities, Inc.
- Adam Brian FeitHead of Specialized Industries and Capital Markets, Director, Flagstar Securities, Inc.
- Richard Alexander RaffettoPresident of Commercial and Private Banking, Director, Flagstar Securities, Inc.
2 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.