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President of Commercial and Private Banking, Director · Flagstar Securities, Inc.

Richard Alexander Raffetto

CRD 3161430 · Named on Form ADV at one SEC-registered adviser

At a glance

Flagstar Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $784 million in regulatory assets, lists Richard Alexander Raffetto on its Form ADV as President of Commercial and Private Banking, Director, a control person.

Firms and roles

  • Flagstar Securities, Inc.President of Commercial and Private Banking, DirectorBroker-dealer firm · New York, NY · $784M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Philip Vincent PerryCEO, OSJ Principal, Municipal Securities Principal, Senior Registered Options Principal, Flagstar Securities, Inc.
  • Brian Joseph McGlynnCompliance Registered Options Principal and Compliance Officer, Flagstar Securities, Inc.
  • Douglas P GeraghtyChief Compliance Officer, Director, Flagstar Securities, Inc.
  • Seth William SternSenior Deputy General Counsel, Director, Flagstar Securities, Inc.
  • Adam Brian FeitHead of Specialized Industries and Capital Markets, Director, Flagstar Securities, Inc.

2 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.