Chief Operating Officer · DWS Investments Australia Limited
Samantha J. Mason
CRD 8069053 · Named on Form ADV at one SEC-registered adviser
At a glance
DWS Investments Australia Limited, an SEC-registered private fund adviser based in Sydney, Australia with $1.9 billion in regulatory assets, lists Samantha J. Mason on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- DWS Investments Australia LimitedChief Operating OfficerPrivate fund adviser · Sydney, Australia · $1.9B in regulatory assets
AtlasMembers
Samantha’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Chris T. RobinsonDirector, DWS Investments Australia Limited
- Susanna N. WongLegal, DWS Investments Australia Limited
- David D. HendriksChief Compliance Officer, DWS Investments Australia Limited
- Lidia A. TomovaDirector, DWS Investments Australia Limited
- Simon J. MurfinDirector, DWS Investments Australia Limited
1 more person named with Samantha on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samantha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.